Registration
Complex Securities
(2 results | Login for (24) total results)
Litigation Challenging CFTC Rule Proposal
In early February 2012 the CFTC issued a controversial rulemaking that requires most funds investing in commodity-related instruments to register with the CFTC. As such, these funds will be subject to dual registration requirements… read more
Glossary of Common Derivatives Terms
Concise glossary of derivatives terms. read more