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Practical Guidance For Directors on Oversight of Proxy Voting
The Forum's report entitled "Practical Guidance for Fund Directors on Oversight of Proxy Voting" explores models of proxy voting oversight and provides context for decision points boards take into consideration when organizing their proxy… read more
Forum Comment Letter - Target Date Retirement Fund Names and Marketing
On August 23, 2010, the Forum submitted its comments on the SEC's rule proposal, "Proposed Rulemaking Regarding Investment Company Advertising: Target Date Retirement Fund Names and Marketing, File No. S7-12-10." read more
Investment Company Registration & Reporting Forms
Links to investment company registration and reporting forms. read more
Proxy Disclosure and Solicitation Enhancements
On December 16, 2009, the SEC approved rules changing the information provided to shareholders in proxy materials about risk, compensation, and corporate governance. The rule apply to all public companies regulated by the SEC,… read more
SEC Rulmaking: Facilitating Shareholder Director Nominations
In June of 2009, the SEC published for comment the text of the proxy access rules the Commission proposed at its May 20, 2009 open meeting, “Facilitating Shareholder Director Nominations†(the Release). This proposal… read more