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NICSA Benefits for Forum Members
NICSA member benefits now available (free of charge) to Forum members. read more
SEC Guidance on Director Duties Under Rules 10f-3, 17a-7 and 17e-1
On November 2, 2010, the SEC sent a letter to the Mutual Fund Directors Forum and the Investment Company Institute's Independent Directors Council regarding fund directors’ responsibilities to make determinations under Rules 10f-3, 17a-7… read more
The Mutual Fund Directors Forum and Closed-End Funds
This document outlines the benefits the independent directors of closed-end funds can derive from membership in the Mutual Fund Directors Forum. read more
Risk Principles for Fund Directors, April 2010
Practical guidance for fund directors on effective oversight of risk management. read more
Full text of the Investment Company Act, Securities Laws, and the associated rules and regulations
Full text of the Investment Company Act, Securities Laws, and the associated rules and regulations (maintained by the Cincinnati College of Law) read more