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Litigation Challenging CFTC Rule Proposal
In early February 2012 the CFTC issued a controversial rulemaking that requires most funds investing in commodity-related instruments to register with the CFTC. As such, these funds will be subject to dual registration requirements… read more
Forum Valuation Guidance
The report, "Practical Guidance for Fund Directors on Valuation Oversight," provides directors with practical guidance regarding how to carry out their oversight role in this important area. read more
Exclusively for Forum Members: Side A Difference in Coverage Policy for Independent Directors
A special insurance coverage benefit is available to the Forum's member independent directors. read more
SEC Report On Money Fund Questions
On November 30, 2012, the SEC's Division of Risk, Strategy and Financial Innovation published a report entitled "Response to Questions Posed by Commissioners Aguilar, Paredes and Gallagher." read more
Audit Committee Annual Evaluation of the External Auditor
The Audit Committee Annual Evaluation of the External Auditor assists audit committees in performing the annual evaluation of the external auditor. This evaluation tool provides a brief, scalable approach that allows audit committees to… read more