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Portfolio Oversight

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Proxy Disclosure and Solicitation Enhancements

On December 16, 2009, the SEC approved rules changing the information provided to shareholders in proxy materials about risk, compensation, and corporate governance. The rule apply to all public companies regulated by the SEC,… read more

  • December 16, 2009
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Securities Lending and Short Sale Roundtable Archive

Originally broadcast live on: Tuesday, September 29, 2009 and Wednesday, September 30, 2009 read more

SEC Rulmaking: Facilitating Shareholder Director Nominations

In June of 2009, the SEC published for comment the text of the proxy access rules the Commission proposed at its May 20, 2009 open meeting, “Facilitating Shareholder Director Nominations” (the Release). This proposal… read more

  • June 10, 2009
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SEC Study on Mark-To-Market Accounting

SEC Report and Recommendations Pursuant to Section 133 of the Emergency Economic Stabilization Act of 2008: Study on Mark-To-Market Accounting, December 2008 read more

  • December 17, 2008
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Joint SEC and FASB Guidance on Valuation of Securities in Inactive Markets

SEC Office of the Chief Accountant and FASB clarifications of FASB Statement 157 on the use of fair value measurements and "mark to market" accounting. SEC Press Release 2008-234, dated September 30, 2008. read more