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Portfolio Oversight
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Litigation Challenging CFTC Rule Proposal
In early February 2012 the CFTC issued a controversial rulemaking that requires most funds investing in commodity-related instruments to register with the CFTC. As such, these funds will be subject to dual registration requirements… read more
Forum Valuation Guidance
The report, "Practical Guidance for Fund Directors on Valuation Oversight," provides directors with practical guidance regarding how to carry out their oversight role in this important area. read more
Practical Guidance For Directors on Oversight of Proxy Voting
The Forum's report entitled "Practical Guidance for Fund Directors on Oversight of Proxy Voting" explores models of proxy voting oversight and provides context for decision points boards take into consideration when organizing their proxy… read more
European Sovereign Debt Risk Issues
As events unfold in Europe, management and boards of US mutual funds are considering how best to effectively oversee risks that may ensue from a sovereign debt crisis in the Eurozone. read more
Proxy Disclosure and Solicitation Enhancements
On December 16, 2009, the SEC approved rules changing the information provided to shareholders in proxy materials about risk, compensation, and corporate governance. The rule apply to all public companies regulated by the SEC,… read more