Registration
Tag: Comment Letter
June 18, 2007 Forum Comment Letter, SEC Rule 12b-1 Roundtable
On June 18, 2007, the Forum submitted a comment letter to the SEC in anticipation of its June 19, 2007 roundtable on reform of rule 12b-1 and other fund distribution issues. read more
Forum Comment Letter to Treasury, March 20, 2008
On March 20, 2008, the Forum submitted a letter to the Secretary of the Treasury laying out recommendations on how the future of mutual fund regulation should be approached, and emphasizing the important role… read more
May 2, 2008 Letter from the Forum to Andrew J. Donohue re Board Duties
In May of 2008, the Mutual Fund Directors Forum submitted a letter to Andrew J. Donohue, Director of the SEC's Division of Investment Management, summarizing the perspective of a number of the Forum's members… read more
Forum Comment Letter on Money Market Reform and Chairman’s Response
In 2009, the Forum sent SEC Chair, Mary L. Schapiro, a letter with recommendations on money market reforms, and reactions to proposals. read more