Registration
Tag: Sec
Forum Comment Letter - Guidance re Investment Adviser Portfolio Trading Practices
On October 1, 2008, the Forum submitted its comment letter on the Commission's "Proposed Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors with Respect to Investment Adviser Portfolio Trading Practices." read more
Forum Comment Letter on Money Market Reform and Chairman’s Response
In 2009, the Forum sent SEC Chair, Mary L. Schapiro, a letter with recommendations on money market reforms, and reactions to proposals. read more
Securities Lending and Short Sale Roundtable Archive
Originally broadcast live on: Tuesday, September 29, 2009 and Wednesday, September 30, 2009 read more