In Focus: BCP for the Long Haul - Board Considerations

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The Forum's In Focus series is a new virtual program for only fund directors and CCOs. In Focus meetings are interactive conversations among participants focused on a single, timely issue. The attendance is capped to encourage active discussion from attendees.

COVID-19 pandemic and its potential impact on advisers and fund service providers heightens the need for directors to stay informed and knowledgeable. SEC staff recently shared observations on “compliance issues and other risks” stemming from the pandemic, and most firms’ shift to remote work. After a short presentation by Sara Covitz, Partner at Stradley Ronon Stevens & Young, directors will discuss best practices around oversight of advisers’ business continuity planning.

This meeting will be on Zoom on Tuesday, October 13 2020 from 2 pm to 3 pm (ET).

Who Should Attend
This event is open ONLY to current independent directors and CCOs of U.S. registered mutual funds.