Registration
Enforcement Update 2012
February 29, 2012, Forum Webinar Series
Overview
In recent months the SEC has articulated more clearly its enforcement priorities in the asset management industry. The SEC's new "Asset Management Unit" has brought a number of cases in the past months, signaling important trends. Join us for a discussion of the recent SEC enforcement activities with Mark Schonfeld of Gibson Dunn, who is the former director of the SEC's New York Regional Office.
The event will be broadcast live from 2:00 to 3:00 Eastern time on Wednesday, February 29.
Speakers
Mark Schonfeld
Partner
Gibson Dunn
Mark K. Schonfeld is a litigation partner in the New York office of Gibson, Dunn & Crutcher and co-chair of the firm's Securities Enforcement Practice Group. He is also a member of the Crisis Management and the White Collar Defense and Investigations Practice Groups. Mr. Schonfeld's practice focuses on the representation of financial institutions, public companies, hedge funds, accounting firms and private equity firms in investigations conducted by the Securities and Exchange Commission, Department of Justice, states Attorneys General, FINRA and other regulatory organizations. Mr. Schonfeld also conducts internal investigations and counsels clients on compliance and corporate governance matters.
Program Info
Registration
This event is open to all mutual fund industry professionals. To register for this event online, please click on the "Register" button and complete the required information. You may also register by contacting the Forum directly at 202.507.4488.
Webinar Fees
Forum Members: Free
Please note that Forum members will need to login to their account on this site in order to receive member pricing when registering online.
Non-Members $100