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Board Considerations for Oversight of Active ETFs
February 08, 2012, Forum Webinar Series
Overview
As the SEC moves closer to approving some of the many pending applications for actively managed ETFs, fund directors need to look forward to anticipate the governance challenges that an actively managed ETF might pose for the fund board. Bruce Rosenblum, a partner with K&L Gates, will discuss considerations for fund boards that may in the near future have additional oversight responsibilities in this area.
The event will be broadcast live from 2:00 to 3:00 Eastern time on Wednesday, February 8, 2012.
Speakers
Bruce Rosenblum
Partner
K&L Gates
Mr. Rosenblum's experience includes serving as a director and senior counsel at Deutsche Asset Management/Scudder Investments, where he provided counseling on matters related to the operations of approximately 180 investment companies, including mutual funds, closed-end funds and specialty funds utilizing complex derivatives strategies. He served as the lead in-house lawyer supervising the development, organization and launch of new funds. Additionally, he acted as a regulatory liaison to the U.S. Securities and Exchange Commission and counseled fund directors, investment advisors and fund officers on compliance, valuation, fund accounting and third-party service provider matters.
Program Info
Registration
This event is open to all mutual fund industry professionals. To register for this event online, please click on the "Register" button and complete the required information. You may also register by contacting the Forum directly at 202.507.4488.
Webinar Fees
Forum Members: Free
Please note that Forum members will need to login to their account on this site in order to receive member pricing when registering online.
Non-Members $100
Materials
Webinar Archive: Board Considerations for Oversight of Active ETFs
This webinar focuses on considerations for fund boards that may in the near future have additional oversight responsibilities in this area. read more