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Whistleblower Rules—Time for an Ombudsman? Enter the Whisperblower.
March 09, 2012, Forum Webinar Series
Overview
The new whistleblower provisions adopted by the SEC under the Dodd-Frank Act may pose additional fund board oversight challenges. Join us as Marco Adelfio, a partner with Goodwin Procter, and Jon McBride, President of McBride Associates, discuss constructive options for fund directors.
The event will be broadcast live from 2:00 to 3:00 Eastern time on Friday, March 9.
Marco Adelfio
Partner
Goodwin, Procter
Marco Adelfio is a partner in the Business Law Department of the firm and a member of its Investment Management Practice, where he focuses on representing investment companies and investment advisers. Mr. Adelfio's investment company clients include both open-end and closed-end funds, multi-class funds and master-feeder funds. In addition to ongoing SEC regulatory and registration activities, he handles complex acquisition and reorganization transactions for fund companies and consolidations following mergers of advisers.
Jon McBride
President
McBride Associates
Jon McBride founded McBride Associates, Inc. in 1979 where he conducts executive search consulting engagements in a wide variety of industries. In recent years he has been retained to identify and attract individuals to fill seats on clients' Boards of Directors. Seven years ago, having become aware of the critical governance role an Organizational Ombudsman plays in creating a corporate culture that fosters trust, candor and accountability, Jon refocused his efforts on governance issues and on advocacy for the role of the Organizational Ombudsman in corporate America.
Program Info
Registration
This event is open to all mutual fund industry professionals. To register for this event online, please click on the "Register" button and complete the required information. You may also register by contacting the Forum directly at 202.507.4488.
Webinar Fees
Forum Members: Free
Please note that Forum members will need to login to their account on this site in order to receive member pricing when registering online.
Non-Members $100