Registration
Day to Day Dealings With the SEC
December 15, 2011, Forum Webinar Series
Overview
This webinar will de-mystify the ways in which fund companies interact with the SEC. Eric Purple of K&L Gates will discuss the comment process for registration statements, no-action letters, exemptive requests and other means by which funds work with the SEC to accomplish their business purposes.
The event will be broadcast live from 2:00 to 3:00 Eastern time on Thursday, December 15.
Speakers
Eric Purple
Partner
K&L Gates
Eric S. Purple counsels registered investment companies and other pooled investment vehicles (including business development companies), investment advisers and independent fund directors on matters arising under U.S. federal securities laws, particularly the Investment Company Act of 1940 (1940 Act), the Investment Advisers Act of 1940, and the Securities Act of 1933.
Program Info
Registration
This event is open to all mutual fund industry professionals. To register for this event online, please click on the "Register" button and complete the required information. You may also register by contacting the Forum directly at 202.507.4488.
Webinar Fees
Forum Members: Free
Please note that Forum members will need to login to their account on this site in order to receive member pricing when registering online.
Non-Members $100
Materials
Webinar Archive: Day to Day Dealings with the SEC
This webinar focuses on ways in which fund companies interact with the SEC. Eric Purple of K&L Gates discusses the comment process for registration statements, no-action letters, exemptive requests and other means by which… read more