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FSOC Releases Agenda for Public Conference on Asset Management Industry

The FSOC has announced the agenda for the May 19 conference on the asset management industry and its activities.  Norm Champ, the Director of the SEC’s Division of Investment Management, will open the program with an overview of the asset management industry.  The conference will also include the following panels:

  • Investment Risk Management by Asset Management Firms
  • Asset Management and Risks Across the Broader Financial System
  • Operational Issues and Resolvability.

The complete agenda, including panelists, is available here.

 

 
  • All
  • Accounting and Audit
  • Advisory Contracts
  • Board Governance
  • Board Governance: Board Leadership
  • Board Governance: Compensation
  • Board Governance: Oversight of CCO
  • Board Governance: D&O Insurance
  • Board Governance: Self-Evaluation
  • Closed-end Funds
  • ETFs
  • Other Oversight
  • Other Oversight: Alternative Investments and Derivatives
  • Other Oversight: Custody
  • Other Oversight: Fixed Income funds
  • Other Oversight: Distribution
  • Other Oversight: Portfolio Trading
  • Other Oversight: Proxy Voting
  • Other Oversight: Securities Lending
  • Legislative News
  • Money Market Funds
  • Reference
  • Regulatory News
  • Risk
  • Shareholder Disclosure
  • Valuation
  • Webinars
  • Aaron New Tag

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