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SEC Proposing Release on Dark Pool Regulation
November 18, 2009
The SEC has issued the full text of its rule proposals dealing with with the sharing of information about dark pool trades, "Regulation of Non-Public Trading Interest." As we stated in our October 22, 2009 post, SEC Proposes "Dark Pool" Regulations,… read more
SEC Proposes “Dark Pool” Regulations
October 22, 2009
At an open meeting yesterday, the SEC proposed new regulations designed to "enhance transparency and promote fairer, more efficient markets for US-listed stocks." In short the proposed regulations would for the first time: Require generally that information about an investor’s interest in buying or selling… read more
SEC Peering into Dark Pools
June 22, 2009
In a recent address before the New York Financial Writers' Association Annual Award Dinner, SEC Chairman, Mary L. Schapiro, identified dark pools as an emerging risk to investors and markets, and announced that the Commission staff has been directed to investigate these… read more