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Governance

The New Yorker Examines Board Diversity

July 19, 2011

In the July 11 issue of the New Yorker, Ken Auletta authored an article looking at the lack gender diversity on the boards of the country's most prominent high tech companies.  Auletta concludes that the gender diversity is not only lacking on the boards of… read more

EU Study Delves into Corporate Governance

July 14, 2011

In April, the European Commission issued a consultation paper on documenting their ongoing study of corporate governance in the EU.  Though studying trends and develoments in the EU only, US companies may find their findings and conclusions illuminating, in particular, the discussion of the composition… read more

Finance Professors Look at Independent Directors and Risk Taking by Firms

July 11, 2011

In a newly published paper entitled, "Do Independence and Financial Expertise of the Board Matter for Risk Taking and Performance?" three professors of finance examine how board independence and the presence of financial experts among independent directors relate to risk taking and performance of commercial… read more

Forum Staff on Risk Governance by Fund Directors

June 23, 2011

In the May-June 2011 issue of "Practical Compliance & Risk Managment for the Securities Industry," Forum Senior Counsel, David Schwartz, and Forum Vice President and General Cousel, David Smith, published an article entitled "Risk Governance and Mutual Fund Directors."  This article encapsulates the key themes… read more

20 Questions About Board Compliance Committees

June 13, 2011

Corporate Compliance Insights, an online knowledge sharing forum intended to encourage interaction amongst members of the corporate compliance community, has published a short piece outlining some questions boards should ask themselves about their compliance committees. According to the article: The questions are not intended… read more