Archive
Registration
Reference
Chairman Mary Jo White Testifies on the Hill
May 17, 2013
SEC Chairman Mary Jo White testified in front of the House Financial Services Committee yesterday. In her testimony, the Chairman provided a summary of the agency’s current activities. With respect to the Division of Investment Management, she mentioned the staff’s current work on updating valuation… read more
SEC Cost-Benefit Analysis Bill to be Considered by House
May 14, 2013
The House of Representatives is expected to vote soon on legislation that would impose additional requirements on the SEC’s cost-benefit analysis process. The "SEC Regulatory Accountability Act" mandates that the SEC Office of the Chief Economist participate in any cost-benefit analysis and would require the… read more
Karparti to Leave SEC to Become Prudential CCO
May 09, 2013
Bruce Karparti is leaving his post as chief of the SEC Enforcement Division’s Asset Management Unit to become CCO for Prudential Investments. Mr. Karpati has served at the helm of the Asset Management Unit since its inception in January 2010, overseeing a staff… read more
SEC Chair Testifies Before Congress
May 08, 2013
SEC Chairman Mary Jo White testified for the first time in front of Congress yesterday. In her testimony to the Senate Appropriations Committee, Chairman White asked Congress for a larger SEC budget, citing increased demands on the agency, including writing Dodd-Frank rules and new… read more
E&Y Annual Mutual Fund Seminar
April 25, 2013
Ernst & Young is hosting its annual Mutual Fund Seminar on Tuesday, May 7 in New York. The program will be simulcast in select cities and Boston's Mutual Fund Seminar will take place on Thursday, May 16. The seminar will discuss accounting, tax and other… read more