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Compliance Consultant’s View of Securities Lending Risks
November 07, 2008
In a recent compliance alert, ACA Compliance Group took a look at the risk environment surrounding fund securities lending programs, finding that, "[t]he risks associated with a firm's securities lending program appear to be on the rise due to issues such as:" (1)… read more
October 14 Stroock Conference Call Archive and Transcript
October 17, 2008
Stroock & Stroock & Lavan LLP has made available an audio archive and a written transcript of their October 14, 2008 conference call, "The Emergency Economic Stabilization Act of 2008: Opportunities and Challenges." On this call, Stroock partners, Melvin A. Brosterman,
Reed Smith Teleseminar: “Financial Crisis - The Devil is in the Detail”
October 10, 2008
Reed Smith has made available an mp-3 recording (a "podcast") and the accompanying slide presentation from their October 8 teleseminar, "Financial Crisis - The Devil is in the Detail." This teleseminar was a panel discussion featuring Reed Smith attorneys Andrew Rahl, Andrew Cross, and Luca… read more