FINRA Warning on Alternative Funds - http://t.co/HPdsLwkZVY Jun 11, 2013

Archive

Webinars

Webinar: The Morgan Keegan Board’s SEC Settlement Order - Lessons and Implications

June 18, 2013

The Forum will host John Loder and Rajib Chanda, partners at Ropes & Gray, to discuss the settlement order in SEC v. Morgan Keegan Board.  The speakers will discuss the implications of the settlement order, the order’s impact on existing SEC valuation guidance, and how… read more

NICSA Webinar: The Operations Implications of Investing in Alternative Investments

May 09, 2013

On Thursday, May 16 at 2:00pm ET, NICSA will host a webinar titled: “The Operations Implications of Investing in Alternative Investments.”  With the increasing role of non-traditional investments, both investors and fund sponsors are showing interest in alternative funds over traditional stocks and bonds. Learn… read more

NICSA Webinar: Haaga and Pozen on What’s Ahead for the Fund Industry

February 18, 2013

Money market fund initiatives, new rules for hedge funds, rock-bottom interest rates, sky-high interest in ETFs – How will these factors affect the fund industry over the next year? On February 19th at 3:00 pm Eastern, join NICSA to hear a view of the future… read more

Upcoming Webinar: Board Self-Assessments and Reviews

February 01, 2013

On February 7 at 2:00pm Eastern, the Forum will host the webinar: “Board Self-Assessments and Reviews.” Mandatory Board self-assessments and optional additional reviews give directors an exceptional opportunity to review and enhance their effectiveness.  Marco Adelfio and Chris Palmer, both partners at Goodwin Procter, will… read more

Webinar - SEC v. Morgan Keegan Board: Lessons & Implications for Valuation Oversight

January 16, 2013

Join us as John Loder, Bryan Chegwidden, and Rajib Chanda, partners at Ropes & Gray, discuss SEC v. Morgan Keegan Board and its implications. This webinar will be broadcast live from 2:00 to 3:00 Eastern time on Thursday, January 17. For more information, or to… read more