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Tag: Comment Letter
Forum Comment Letter on CFTC Proposal on Commodity Pool Operators
April 15, 2011
On April 12, 2011, the Forum filed its comments on a CFTC rule proposals that, if adopted, could affect certain mutual funds whose portfolios may buy and sell commodities. Under current CFTC rules, registered investment companies are generally excluded from the definition of "commodity pool operator." The… read more
Forum Files Comment Letter on References to Credit Rating Agencies
April 27, 2011
On April 25, the Forum filed a comment letter with the SEC regarding a rule proposal published in March that, if adopted, would remove all references to credit ratings from the rules governing money market funds. The SEC proposed the rule changes in response… read more