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Tag: Distribution Fees
Law Firms Analyze Proposed 12b-1 Reforms
August 11, 2010
The SEC's recent proposals to reform the way that mutual funds pay for distribution have prompted the various law firms counseling advisers, fund boards, service providers, and other fund industry participants to provide their clients with distillations and discussions of the Commission's proposals. Many,… read more
Federal Court Dismisses Fund Distribution Fee Case
June 17, 2011
Earlier this month, a district court in New York dismissed plaintiffs' claims in Smith v. Oppenheimer Funds Distributor, Inc., a case involving payments made to broker-dealers by the funds' distributor in accordance with the funds' 12b-1 plan. The dismissed case was one of a number… read more