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Tag: Donohue
Donohue Outlines IM Concerns
April 09, 2010
Yesterday, in an address before the Practicing Law Institute's Investment Management Institute in New York, IM Director, Andrew J. Donohue, outlined areas about which he and his division are concerned. Though there were no surprises, Donohue's remarks shed some light on the directions the Commission… read more
Donohue: History of the 1940 Act and Current Regulatory Challenges
June 09, 2010
In a recent address before the ALI-ABA Compliance Conference, Andrew J. Donohue, Director of the SEC's Division of Investment Management, related to the audience how the principles underpinning the Investment Company Act of 1940 remain relevant, and even vital, to the success of the industry… read more
IM Chief to Step Down in November
August 18, 2010
The SEC announced yesterday that Andrew J. Donohue, the Director of the agency's Division of Investment Management for over four years, will step down from his post in November. Donohue departs the SEC after an active and energetic tenure, and with an impressive list of… read more
Donohue Outlines Derivatives Concerns for Funds
October 19, 2010
In a recent address before the 2010 Retirement Income Industry Association Awards Dinner, Andrew J. Donohue, the director of the SEC's Division of Investment Management, talked briefly about the direction his division is taking in looking at the way funds use derivatives. After reviewing some… read more
Andrew J. Donohue Joins the MFDF Board of Directors
June 15, 2011
The Mutual Fund Directors Forum has announced that it has elected Andrew J. "Buddy" Donohue to its Board of Directors. Mr. Donohue served as Director of the Security and Exchange Commission's Division of Investment Management from 2006 to 2010, and is now a partner at… read more