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Tag: Guidance
SEC Publishes Q&A Guidance about Money Market Fund Reforms
May 26, 2010
On May 25, the staff of the SEC's Division of Investment Management posted on its website responses to questions about money market fund reform. This guidance is a synthesis of questions the staff have received, and the staff's responses about: Compliance dates Implementation Liquidity issues… read more
SEC Publishes Guidance on New Money Fund Filing
June 28, 2010
The SEC's staff has published Q&A guidance on new rule 30b1-7 and form N-MFP. Rule 30b1-7 requires money market mutual funds to file a monthly report of portfolio holdings on Form N-MFP. Each monthly filing is required to be current as of the last business… read more
SEC Issues Guidance on Fund Derivatives Disclosures
August 04, 2010
On July 30, 2010, Barry Miller, Associate Director in the SEC's Division of Investment Management, sent a letter to the Investment Company Institute providing guidance on derivatives related disclosures by investment companies. According to the letter, the guidance is being provided prior to the completion… read more