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Tag: Major Swap Participant
Mutual Funds as “Major Swap Participants”
December 22, 2010
The SEC and CFTC recently have proposed rules that would clarify which types of swaps traders would be subject to the new derivatives regulations mandated under the Dodd-Frank Act. Dodd-Frank defines two critical terms at the heart of the new regulatory regime, "Swap Dealers" and "Major Swap… read more