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Tag: Open Meeting
SEC’s June 16 Meeting to Consider New Rules for Target Date Funds
June 15, 2010
The SEC has announced that at it's open meeting scheduled for Wednesday, June 16, the Commission would consider whether to propose disclosure and other rules aimed at target date funds. The Commission's announcement states that the Commission will consider: whether to propose amendments to rules… read more
June 22 Meeting of the Joint CFTC-SEC Advisory Committee
June 18, 2010
The recently formed Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues has announced a open meeting scheduled for June 22, starting at 1:00PM. The meeting will be held at the Commission's Washington, DC headquarters located at 100 F Street NE, and will be open to… read more
SEC to Propose 12b-1 Reforms July 21
July 19, 2010
The SEC has announced that at an open meeting on July 21 it will consider proposing amendments to reform rules governing distribution fees paid by mutual funds. In particular, the Commission will consider: . . . a recommendation to propose for public comment a new… read more
SEC & CFTC Rountable on Credit Default Swaps
October 18, 2010
The SEC and CFTC have announced that the agencies will hold a joint roundtable on October 22 to discuss issues related to the clearing of credit default swaps. Both agencies are in the process of writing rules required by the recent Frank-Dodd legislation, and will… read more
SEC Announces Open Hearings on Muni Securities
December 01, 2010
The SEC has announced that it will hold open hearings concerning the state of the municipal securities markets. The open hearing is scheduled to be held on December 7, 2010 at the Commission's Washington, DC headquarters. The Commission will use the hearings to inform… read more
SEC and CFTC to Hold Joint Meeting Tomorrow
February 17, 2011
The SEC and CFTC have announced a meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues tomorrow (February 18) from 9:30 AM until noon. The meeting will be held at the CFTC's headquarters located at Three Lafayette Centre, 1155 21st Street NW, in Washington, DC. … read more