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Tag: Proxy Voting

Trends in Proxy Voting by Registered Investment Companies, 2007 to 2009

November 15, 2010

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ICI Publishes Fund Proxy Voting Survey

November 17, 2010

The Investment Company Institute has published the results of a survey the industry group conducted of the proxy voting trends of registered investment companies for the years 2007 to 2009.  Generally, the study finds that during the recent financial crisis, mutual funds dedicated much time and energy in… read more

February 16 Webinar:  Mechanics of Shareholder Voting

December 30, 2010

On February 16, from 2:00 to 3:00PM EST,  the Forum will present a webinar featuring a discussion led by Edward Pittman, of the Dechert law firm, on the mechanics of the proxy system.  In this webinar, Mr. Pittman will outline how issuers communicate with shareholders, how votes… read more

Finance Professors Look at Potential Mutual Fund Proxy Voting Conflicts

March 31, 2011

Rasha Ashraf of the Department of Finance at Georgia State University, Narayanan Jayaraman at the Georgia Institute of Technology, and Harley Ryan of the Department of Finance at Georgia State University have released a draft of a paper looking at whether mutual funds' pension-related business ties… read more

Taub on Mutual Fund Proxy Voting

April 19, 2011

Jennifer Taub, a professor at Vermont Law School, has published a paper entitled, "Able But Not Willing: The Failure of Mutual Fund Advisers to Advocate for Shareholders' Rights," examining how investment advisers to large mutual fund families cast proxy votes on shareholder-sponsored corporate governance resolutions.… read more