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Tag: Sec Speaks
Schapiro: Pending IM Reforms Will Move Forward
February 08, 2011
In her address before the annual SEC Speaks event in Washington, DC last Friday, SEC Chairman Mary Schapiro outlined the reforms at the agency, as well as some of the budgetary and timing challenges the SEC is facing as a result of deadlines in the… read more
Recap of IM Session at SEC Speaks
February 10, 2011
PLI's Securities Law Practice Center has posted a bullet-point summary of the topics and issues addressed during the invesment management panel of last week's SEC Speaks event. During their panel discussion, the speakers, Jennifer McHugh, Susan Nash, Elizabeth Osterman, Bob Plaze, Doug Scheidt and David Vaughan,… read more