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Tag: Target Date
SEC’s June 16 Meeting to Consider New Rules for Target Date Funds
June 15, 2010
The SEC has announced that at it's open meeting scheduled for Wednesday, June 16, the Commission would consider whether to propose disclosure and other rules aimed at target date funds. The Commission's announcement states that the Commission will consider: whether to propose amendments to rules… read more
DOL Proposes Enhanced Disclosures for Target Date Funds
December 02, 2010
The Department of Labor's Employee Benefits Security Administration has proposed new rules aimed at improving disclosures related to target date retirement funds offered as investment options in 401(k), 403(b) and similar types of retirement plans. These proposed amendments would expand disclosures about the design and… read more
Forum Files Comments with DOL on Target Date Proposals
January 28, 2011
On Friday, January 14, 2011, the Forum filed its comment letter on the Department of Labor's proposed rulemaking that would expand target date fund disclosures to retirement plan participants. Similar to the rules the SEC recently proposed to expand disclosure in target date marketing materials, these… read more
Schapiro: Pending IM Reforms Will Move Forward
February 08, 2011
In her address before the annual SEC Speaks event in Washington, DC last Friday, SEC Chairman Mary Schapiro outlined the reforms at the agency, as well as some of the budgetary and timing challenges the SEC is facing as a result of deadlines in the… read more