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Tag: Testimony
SEC Chair Testifies on May 6 Market Disruption
May 17, 2010
Though her agency has not yet determined what exactly caused May 6th's market disruption, SEC Chairman Mary L. Schapiro, testified on May 11 before the the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the United States House of Representatives Committee on Financial… read more
SEC Enforcement Unit Focuses on Funds
September 27, 2010
During his testimony last week before the Senate Judiciary Committee, SEC Enforcement Division chief, Robert Khuzami, stated that his division's recently created an Asset Management Unit had its eyes on disclosure, performance, and valuation by funds and their advisers. Our Asset Management Unit, focused on mutual… read more
Schapiro Testifies on Dodd-Frank Implementation
March 02, 2011
On February 17, SEC Chairman Mary Schapiro gave testimony before the Senate Banking Committee regarding the Commission's implementation of the Dodd-Frank Act. Schapiro opened her testimony by summarizing the over 100 rulemaking provisions and more than twenty studies and reports that are mandated from the… read more
SEC Chiefs Testify at Congressional Budget Hearing
March 21, 2011
On March 10, 2011, SEC Chairman, Mary L. Schapiro, and each of the agency's division directors testified before a Congressional subcomittee on budgetary matters. Chairman Schapiro's testimony focused on reorganization and revitalization efforts at the SEC, as well as the need for additional resources to… read more