Archive
Registration
Tag: Whistleblower
Foley & Lardner: Whistleblower Action Items for Advisers and Funds
June 09, 2011
Reacting to the SEC's recent adoption of whistleblower rules, the Foley & Lardner law firm has published a short list of recommended action items for funds and investment advisers to deal effectively with the new rules. As part of their oversight duties with… read more
SEC Opens New Office of the Whistleblower
August 18, 2011
The Securities and Exchange Commission has announced the creation of the "Office of the Whistleblower," pursuant to provisions of the Dodd-Frank Act. The whistleblower program was created by Congress to provide monetary incentives for individuals to come forward and report possible violations of the federal… read more