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Regulator Comments: SEC Associate Director Gohlke Discusses Derivatives

On November 8, 2007, Gene Gohlke, Associate Director in the SEC's Office of Compliance, Inspection, and Examinations game an address entitled "If I Were a Director of a Fund Investing in Derivatives -- Key Areas of Risk on Which I Would Focus" at the Forum's one-day conference "Funds' Use of Derivatives," hosted by Columbia University and Professor Harvey Goldscmid.