Press Release: Forum Comments on Supreme Court Decision in Jones v. Harris Associates
On March 30, 2010, the Forum commented on the Supreme Court's decision in Jones v. Harris Associates. read more
Archive
Registration
Advisory Contracts
Forum Letter in Response to Fund Spy Article
On March 11, 2010 the Forum responded to a Fund Spy article by Russel Kinnel that was critical of the… read more
Press Release: Forum Submits “Friend of the Court Brief”
On September 3, 2009 the Forum submitted a "friend of the court" brief to the U.S. Supreme Court in the Jones v. Harris… read more
Regulator Comments: SEC Commissioner Troy Paredes 2009 Keynote Address
On May 4, 2009, SEC Commissioner Troy Paredes delivered the luncheon keynote address at the Forum's Ninth Annual Policy… read more
Forum Report: Practical Guidance for Directors on the Oversight of Sub-Advisers
On April 23, 2009, the Forum issued its report, "Practical Guidance for Directors on the Oversight of Sub-Advisers." … read more
Regulator Comments: SEC Division Director Andrew J. Donohue 2009 Keynote Address
On January 13, 2009, Director of the SEC's Division of Investment Management, Andrew J. Donohue, gave the keynote address… read more
Regulator Comments: SEC Division Director Andrew J. Donohue 2008 Keynote Address
On January 15, 2008, Director of the SEC's Division of Investment Management, Andrew J. Donohue, gave the keynote address at… read more
Forum Letter in Response to Op-Ed by Peter Wallison
On July 16, 2007, the Wall Street Journal published the Forum's letter to the editor responding to the op-ed piece by the… read more
Forum Letter in Response to Op-Ed by Harvey Pitt
On July 27, 2006, the Forum wrote a letter to the Editor in response to former SEC Chairman Harvey Pitt's… read more
Regulator Comments: SEC Division Director Paul Roye 2004 Address
On December 9, 2004, the Director of the SEC's Division of Investment Management, Paul Roye delivered an address before… read more