Forum Comment Letter: Proposed Guidance on Adviser Trading Practices
On October 1, 2008, the Forum submitted its comment letter on the Commission's "Proposed Guidance Regarding the Duties and Responsibilities… read more
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Forum Comment Letter: Enhancing the Effectiveness of Fund Independent Directors
On May 2, 2008, the Forum Staff submitted a letter to Andrew J. Dononue, Director of the SEC's Division of Investment… read more
Regulator Comments: SEC Commissioner Annette Nazareth 2005 Address
On November 17, 2005, SEC Commissioner Annette Nazareth addressed attendees at "Lifting the Veil," the Forum's Investment Industry Trading… read more
Forum Report: Best Practices and Practical Guidance for Fund Directors
On July 28, 2004, the Forum published its first report, "Best Practices and Practical Guidance for Mutual Fund Directors."… read more