SEC Releases FY2014 Financial Review, Indicates FY2015 Goals - brev.is/2Vo9 Nov 24, 2014

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Comment Letters

Forum Comment Letter on CFTC Proposal on Commodity Pool Operators

On April 12, 2011, the Forum filed its comment letter on the proposed rulemaking by the Commodity Futures Trading Commission  concerning… read more

Forum Comment Letter to the DOL on Target Date Funds

On Friday, January 14, 2011, the Forum filed its comment letter on the Department of Labor's proposed rulemaking regarding target… read more

Forum Comment Letter on the President’s Working Group Report on Money Market Reform

On January 10, 2011, the Forum submitted its comments on the President's Working Group Report on Money Market Reform (IC-29497).  read more

Forum Comment Letter: Proposed Rulemaking Regarding Mutual Fund Distribution Fees

On November 5, 2010, the Forum submitted a comment letter on the SEC's rule proposal, "Proposed Rulemaking Regarding Mutual Fund… read more

Forum Comment Letter: Target date Fund Advertising

On August 23, 2010 the Forum submitted its comment letter on the Commission's proposal "Investment Company Advertising: Target Date Retirement… read more

Forum Comment Letter: Proxy Disclosure and Solicitation Enhancements

On September 15, 2009 the Forum submitted its comment letter on the Commission's proposal "Proxy Disclosure and Solicitation Enhancements."   read more

Forum Comment Letter: Money Market Reform

On September 8, 2009 the Forum submitted its comment letter on the Commission's proposal, "Money Market Reform." read more

Forum Comment Letter: Facilitating Shareholder Director Nominations

On August 17, 2009 the Forum submitted its comment letter on the Commission's proposal, "Proposed Rulemaking Regarding Facilitating Shareholder Director… read more

Forum Comment Letter: Proposed Guidance on Adviser Trading Practices

On October 1, 2008, the Forum submitted its comment letter on the Commission's "Proposed Guidance Regarding the Duties and Responsibilities… read more

Forum Comment Letter: References to Nationally Recognized Statistical Rating Agencies

On September 5, 2008, the Forum submitted a comment letter on the Commission's proposal, "References to Ratings of Nationally Recognized… read more