Forum Comment Letter: Proxy Disclosure and Solicitation Enhancements
On September 15, 2009 the Forum submitted its comment letter on the Commission's proposal "Proxy Disclosure and Solicitation Enhancements." read more
Archive
Registration
Comment Letters
Forum Comment Letter: Money Market Reform
On September 8, 2009 the Forum submitted its comment letter on the Commission's proposal, "Money Market Reform." read more
Forum Comment Letter: Facilitating Shareholder Director Nominations
On August 17, 2009 the Forum submitted its comment letter on the Commission's proposal, "Proposed Rulemaking Regarding Facilitating Shareholder Director… read more
Forum Comment Letter: Proposed Guidance on Adviser Trading Practices
On October 1, 2008, the Forum submitted its comment letter on the Commission's "Proposed Guidance Regarding the Duties and Responsibilities… read more
Forum Comment Letter: References to Nationally Recognized Statistical Rating Agencies
On September 5, 2008, the Forum submitted a comment letter on the Commission's proposal, "References to Ratings of Nationally Recognized… read more
Forum Comment Letter: Exchange Traded Funds
On May 21, 2008, the Forum submitted a comment letter on the Commission's rule proposal, "Exchange Traded Funds." read more
Forum Comment Letter: Enhancing the Effectiveness of Fund Independent Directors
On May 2, 2008, the Forum Staff submitted a letter to Andrew J. Dononue, Director of the SEC's Division of Investment… read more
Forum Letter to Treasury
On March 20, 2008, the Forum submitted a letter to the Secretary of the Treasury laying out recommendations on how the… read more
Forum Comment Letter: Summary Prospectus
On February 28, 2008, the Forum submitted a comment letter on the Commission's rule proposal, "Enhanced Disclosure and New Prospectus… read more
Forum Comment Letter: Governance 2007 Request for Additional Comments
On March 2, 2007, the Forum submitted a comment letter on the Commission's "Request for Additional Comments on Investment Company… read more