Forum Files Brief in CFTC Rulemaking Challenge
On February 6, 2013, the Forum filed a friend of the court brief with the Court of Appeals for the… read more
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Forum Files Amicus Brief in Support of Shareholders on Recently Adopted CFTC Rule
On May 29, 2012, the Forum filed a "friend of the court" brief on behalf of its membership regarding a… read more
Forum Comment Letter: References to Nationally Recognized Statistical Rating Agencies
On September 5, 2008, the Forum submitted a comment letter on the Commission's proposal, "References to Ratings of Nationally Recognized… read more
Regulator Comments: SEC Associate Director Gohlke Discusses Derivatives
On November 8, 2007, Gene Gohlke, Associate Director in the SEC's Office of Compliance, Inspection, and Examinations game an address… read more