Forum Report: Practical Guidance for Fund Directors on the Oversight of Securities Lending
In May 2012 the Forum issued its report, "Practical Guidance for Fund Directors on the Oversight of Securities Lending."… read more
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Portfolio Oversight
Forum Comment Letter: Facilitating Shareholder Director Nominations
On August 17, 2009 the Forum submitted its comment letter on the Commission's proposal, "Proposed Rulemaking Regarding Facilitating Shareholder Director… read more
Forum Comment Letter: Proposed Guidance on Adviser Trading Practices
On October 1, 2008, the Forum submitted its comment letter on the Commission's "Proposed Guidance Regarding the Duties and Responsibilities… read more
Forum Comment Letter: References to Nationally Recognized Statistical Rating Agencies
On September 5, 2008, the Forum submitted a comment letter on the Commission's proposal, "References to Ratings of Nationally Recognized… read more
Forum Comment Letter: Exchange Traded Funds
On May 21, 2008, the Forum submitted a comment letter on the Commission's rule proposal, "Exchange Traded Funds." read more
Forum Comment Letter: Enhancing the Effectiveness of Fund Independent Directors
On May 2, 2008, the Forum Staff submitted a letter to Andrew J. Dononue, Director of the SEC's Division of Investment… read more
Regulator Comments: SEC Associate Director Gohlke Discusses Derivatives
On November 8, 2007, Gene Gohlke, Associate Director in the SEC's Office of Compliance, Inspection, and Examinations game an address… read more
Regulator Comments: SEC Commissioner Annette Nazareth 2005 Address
On November 17, 2005, SEC Commissioner Annette Nazareth addressed attendees at "Lifting the Veil," the Forum's Investment Industry Trading… read more
Forum Report: Best Practices and Practical Guidance for Fund Directors
On July 28, 2004, the Forum published its first report, "Best Practices and Practical Guidance for Mutual Fund Directors."… read more
Regulator Comments: SEC Chairman William Donaldson 2004 Keynote Address
On January 7, 2004, SEC Chairman William Donaldson delivered an address entitled "America's Need for Vigilant Mutual Fund Directors,"… read more