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Archive

Regulator Comments

Regulator Comments: Letter From SEC Chair Mary Schapiro on Money Market Reform

On June 3, 2009, SEC Chair Mary Schapiro replied to a May 22, 2009 letter from the Forum regarding potential… read more

Regulator Comments: SEC Commissioner Elisse Walter 2009 Keynote Address

On May 4, 2009, SEC Commissioner Elisse Walter delivered keynote remarks at the Forum's Ninth Annual Policy Conference. read more

Regulator Comments: SEC Commissioner Troy Paredes 2009 Keynote Address

On May 4, 2009, SEC Commissioner Troy Paredes delivered the luncheon keynote address at the Forum's Ninth Annual Policy… read more

Regulator Comments: SEC Chair Mary Schapiro’s 2009 Keynote Address

On May 4, 2009, SEC Chair Mary Schapiro delivered the keynote address at the Forum's Ninth Annual Policy Conference. read more

Regulator Comments: SEC Division Director Andrew J. Donohue 2009 Keynote Address

On January 13, 2009, Director of the SEC's Division of Investment Management, Andrew J. Donohue, gave the keynote addressread more

Regulator Comments: SEC Division Director Andrew J. Donohue 2008 Keynote Address

  On January 15, 2008, Director of the SEC's Division of Investment Management, Andrew J. Donohue, gave the keynote address at… read more

Regulator Comments: SEC Associate Director Gohlke Discusses Derivatives

On November 8, 2007, Gene Gohlke, Associate Director in the SEC's Office of Compliance, Inspection, and Examinations game an address… read more

Regulator Comments: SEC Chairman Christopher Cox 2007 Keynote Address

On April 13, 2007, SEC Chairman Christopher Cox gave the keynote address at the Forum's Seventh Annual Policy Conference.… read more

Regulator Comments: SEC Commissioner Annette Nazareth 2007 Address

On April 12, 2007, SEC Commissioner Annette Nazareth gave an address at the Forum's Seventh Annual Policy Conference.  Commissioner… read more

Regulator Comments: SEC Director of Enforcement Linda Chatman Thomsen 2007 Dinner Address

On April 12, 2007, Director of the SEC's Division of Enforcement, Linda Chatman Thomsen, gave the dinner address at… read more