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Filter By DEI Resources
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SEC Chair Gensler Testifies at House Financial Services Committee Oversight Hearing
Securities and Exchange Commission Chair Gary Gensler testified before members of the House Financial …
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SEC to Host Investment Management Program on Emerging Trends
The SEC’s Division of Investment Management announced an inaugural program entitled, “Conference on Emerging …
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Ropes & Gray Offers Platform for Tracking State-Level Regulation of ESG Investment
Ropes & Gray established a platform dedicated to tracking state regulation of ESG investments. The tracker …
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ACA to Host Webcast on Launching an ETF
ACA Foreside plans to host a webcast entitled, “Launching an ETF: A Playbook to Success.” The program …
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MFDF Event: Interval and Tender Offer Funds: An Introduction for Fund Boards
Tomorrow, Jay Spinola, partner at Willkie Farr & Gallaher LLP, will provide an overview of interval and …
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Yellen Delivers Remarks on Non-Bank Financial Risks, Open-End Funds
Secretary Yellen noted that for regulators, “policy is not aimed at preventing external shocks nor eliminating …
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Gensler Testifies in Front of House Appropriations Committee on SEC Budget Requests
SEC Chair Gary Gensler's written testimony noted the Commission requested funds to grow division staff …
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MFDF Co-Sponsoring Hybrid ESG Program -- ESG Oversight: The Fundamentals in an Evolving Space for Fund Boards
The program includes discussions surrounding new and proposed SEC rules, industry data requirements, …
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Commissioner Uyeda Delivers Remarks at ICI Investment Management Conference
Commissioner Mark Uyeda's remarks noted the blistering pace of rulemaking, and he went further to …
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Birdthistle Addresses Technology, Changing Demographics at ICI Conference
Director William Birdthistle's remarks focused on three key areas: technological advancement, changing …
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McKinsey Releases Report on Central Bank Digital Currency Developments
The report notes that “At present, 87 countries—representing more than 90 percent of global GDP—are exploring …
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Capital Markets Subcommittee Holds Hearing on Opening Private Markets to Retail Investors, Increase Access to Capital
A House subcommittee recently examined several legislative measures that would allow retail investors …
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House, Senate Vote to Repeal Department of Labor Rule on ESG Investment
This month, the U.S. House of Representatives and the U.S. Senate used the Congressional Review Act …
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Article Details New Method to Analyzing Mutual Fund Performance
The paper describes an improved way to measure fund manager skill by proposing company size should be …
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MFDF Webinar: “Fallout from the SEC’s Swing Pricing and Hard Close Proposals”
The March 16 webinar will examine the real world operational challenges mutual funds face if proposed …
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Resource Center: Silicon Valley Bank Failure and the State of the US Banking System
Late last week, regulators shut down Silicon Valley Bank due to a combination of factors including increased …
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SEC Proposes Changes to Advisers Act Custody Rule
The Commission recently proposed changes to the Custody Rule (Rule 206(4)-2) of the Investment Advisers …
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Fund Boards Submit Comments on SEC Swing Pricing, Liquidity Management Proposal
Over 25 fund boards submitted comment letters opposing the swing pricing mandate, imposition of the hard …
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Mutual Fund Directors Forum Submits Comments on SEC Swing Pricing, Liquidity Rule Proposal
This week, the Mutual Fund Directors Forum submitted written comments to the SEC’s proposal that would …
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MFDF Webinar: An Overview of Current Tax Landscape for the Fund Industry
The Forum, in conjunction with Ernst & Young, plans to host a webinar entitled, “Tax Update: An Overview …