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Ropes & Gray Releases Podcast on Data and Cybersecurity
The Ropes & Gray series focuses on the legal and regulatory developments in the world of data, …
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FSOC Issues Request for Comment on Guidance for Non-Bank Financial Companies, Financial Stability Risks
The Financial Stability Oversight Council (FSOC) proposed new rules to assess financial stability risks …
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Deloitte Releases Alternative Investment Digest for Advisers and Fund Directors
Deloitte recently released a digest for mutual fund directors and investment advisers covering the oversight …
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MFDF Webinar: Overview of the ETF Product Landscape
Tomorrow, the Mutual Fund Directors Forum plans to host a webinar entitled “Overview of ETF Product …
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SEC Chair Gensler Testifies at House Financial Services Committee Oversight Hearing
Securities and Exchange Commission Chair Gary Gensler testified before members of the House Financial …
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SEC Proposes Changes to Reg S-P, Require Written Policies and Procedures for Cybersecurity Incidents
The Securities and Exchange Commission proposed rules that would amend Regulation S-P and require …
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Yellen Delivers Remarks on Non-Bank Financial Risks, Open-End Funds
Secretary Yellen noted that for regulators, “policy is not aimed at preventing external shocks nor eliminating …
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Gensler Testifies in Front of House Appropriations Committee on SEC Budget Requests
SEC Chair Gary Gensler's written testimony noted the Commission requested funds to grow division staff …
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Commissioner Uyeda Delivers Remarks at ICI Investment Management Conference
Commissioner Mark Uyeda's remarks noted the blistering pace of rulemaking, and he went further to …
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Birdthistle Addresses Technology, Changing Demographics at ICI Conference
Director William Birdthistle's remarks focused on three key areas: technological advancement, changing …
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SEC Reopens Comment Period for Cybersecurity Risk Management Proposal
The Commission states the reopening of the comment period “will allow interested persons additional time …
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Morgan Lewis Releases Report on SEC Exams and Enforcement Developments
Of relevance to fund directors, the report highlights a summary of ESG-related enforcement actions including …
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SEC Division of Examinations Releases 2023 Priorities
The SEC's Division of Examinations staff identified ESG-related investments and strategies that incorporate …
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Prudential Regulators Issue Joint Statement on Crypto-Asset Risks to Banking Entities
The statement highlights key risks associated with digital assets implemented using cryptographic …
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MFDF Webinar: What You Need to Know About the SEC’s Swing Pricing Proposal
The SEC’s swing pricing proposal would mandate swing pricing for most open-end funds (excluding money …
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Event of Interest: K&L Gates to Host Part II of Digital Assets Series
K&L Gates plans to host a webinar titled “Crypto: What You Should Be Considering" which will examine …
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Akin Gump Releases December Issue of CryptoLink Newsletter
Akin Gump released its December edition of CryptoLink, a newsletter that touches on key regulatory …
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FSOC Releases 2022 Annual Report
The Financial Stability Oversight Council unanimously approved its 2022 annual report which makes specific …
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ICYMI: Dechert Publishes “Cyber Bits” Updates Covering Cybersecurity Policy
Dechert LLP offers a series called “Cyber Bits” a publication that highlights key developments in privacy …
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SEC Releases FY22-26 Strategic Plan
the SEC released its Strategic Plan for fiscal years 2022 to 2026 which outlines the agency’s objectives …