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Filter By DEI Resources
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Brookings Institute Releases Article on Bank Oversight After Recent Volatility
In the article, “Rethinking bank oversight in the wake of recent banking turmoil” the authors' note that …
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UPDATED: SEC to Host Investment Management Program on Emerging Trends
The SEC’s Division of Investment Management recently updated an agenda for the Division's inaugural program …
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Ropes & Gray Releases Podcast on Data and Cybersecurity
The Ropes & Gray series focuses on the legal and regulatory developments in the world of data, …
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FSOC Issues Request for Comment on Guidance for Non-Bank Financial Companies, Financial Stability Risks
The Financial Stability Oversight Council (FSOC) proposed new rules to assess financial stability risks …
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Deloitte Releases Alternative Investment Digest for Advisers and Fund Directors
Deloitte recently released a digest for mutual fund directors and investment advisers covering the oversight …
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MFDF Webinar: Overview of the ETF Product Landscape
Tomorrow, the Mutual Fund Directors Forum plans to host a webinar entitled “Overview of ETF Product …
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SEC Chair Gensler Testifies at House Financial Services Committee Oversight Hearing
Securities and Exchange Commission Chair Gary Gensler testified before members of the House Financial …
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SEC to Host Investment Management Program on Emerging Trends
The SEC’s Division of Investment Management announced an inaugural program entitled, “Conference on Emerging …
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Ropes & Gray Offers Platform for Tracking State-Level Regulation of ESG Investment
Ropes & Gray established a platform dedicated to tracking state regulation of ESG investments. The tracker …
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ACA to Host Webcast on Launching an ETF
ACA Foreside plans to host a webcast entitled, “Launching an ETF: A Playbook to Success.” The program …
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SEC Office of Minority and Women Inclusion Releases 2022 Annual Report
The Securities and Exchange Commission (SEC) Office of Minority and Women Inclusion (OMWI) released its …
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MFDF Event: Interval and Tender Offer Funds: An Introduction for Fund Boards
Tomorrow, Jay Spinola, partner at Willkie Farr & Gallaher LLP, will provide an overview of interval and …
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SEC Proposes Changes to Reg S-P, Require Written Policies and Procedures for Cybersecurity Incidents
The Securities and Exchange Commission proposed rules that would amend Regulation S-P and require …
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Yellen Delivers Remarks on Non-Bank Financial Risks, Open-End Funds
Secretary Yellen noted that for regulators, “policy is not aimed at preventing external shocks nor eliminating …
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Gensler Testifies in Front of House Appropriations Committee on SEC Budget Requests
SEC Chair Gary Gensler's written testimony noted the Commission requested funds to grow division staff …
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Hughes Hubbard Releases “How to ESG: A Resource Guide for Establishing an ESG Program for Your Company”
The ESG Guide makes suggestions such as who within the organization should participate in the ESG program …
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MFDF Co-Sponsoring Hybrid ESG Program -- ESG Oversight: The Fundamentals in an Evolving Space for Fund Boards
The program includes discussions surrounding new and proposed SEC rules, industry data requirements, …
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Commissioner Uyeda Delivers Remarks at ICI Investment Management Conference
Commissioner Mark Uyeda's remarks noted the blistering pace of rulemaking, and he went further to …
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MFDF Webinar: Impact of Market Performance on 2022 Annual Investment Firm Profitability and Economies of Scale
The discussion will focus on the impact of market performance and increased SEC scrutiny and …
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Birdthistle Addresses Technology, Changing Demographics at ICI Conference
Director William Birdthistle's remarks focused on three key areas: technological advancement, changing …