Refine Results
Filter By Date
Filter By Content Type
Filter By Event Type
Filter By Topics
- Investments (96)
- Risk (92)
- ESG (63)
- Regulations (50)
- Cryptocurrency (38)
- Compliance (37)
- Cybersecurity (31)
- Technology (26)
- Disclosure (26)
- Liquidity (25)
- AI (23)
- Reporting (21)
- Litigation (20)
- Legislative (19)
- Alternative Investments (18)
- Money Market Funds (17)
- Governance (15)
- ETF (15)
- Proxy (13)
- New Directors (12)
- Audit (10)
- CCO (10)
- Valuation (10)
- Diversity (10)
- Enforcement (9)
- Fees (9)
- Swing Pricing (9)
- Digital Assets (9)
- Closed-End Funds (8)
- Tax (7)
- Derivatives (6)
- Blockchain (6)
- Securities Lending (6)
- Fund of Funds (5)
- BDCs (4)
- Emerging Markets (4)
- Performance (4)
- LIBOR (4)
- RIC (3)
- Robo-Advisers (3)
- 15(c) (3)
- Fixed Income (3)
- Insurance (3)
- FinTech (3)
- Distribution (2)
- Transfer Agency (2)
- COVID-19 (2)
- Active Management (1)
- Whistleblower Program (1)
- SPACs (1)
- Benchmarks (1)
Filter By DEI Resources
-
MFDF Publishes Article on AI, What Fund Boards Need to Know
In early April, MFDF published an Investment Lawyer article titled, “Artificial Intelligence …
-
Event of Interest: K&L Gates to Host Webinar on AI Regulatory, Compliance Issues for Asset Mangers
Panelists will discuss the future of SEC regulation of AI and predictive data analytics, congressional …
-
SEC Releases Risk Alert on Shortened Settlement Cycle
The Division of Exams highlights the impact the shortened settlement cycle will have on market participants …
-
Lawsuits Commence Over Commission’s New ESG Rule
After the Commission released its final rule “The Enhancement and Standardization of Climate-Related …
-
SEC Announces Enforcement Actions Against “AI-Washing” Advisers
On March 18, the Securities and Exchange Commission announced an enforcement action against two investment …
-
EY Releases Update on Registered Funds Reporting and Regulation for 2024
A panel of EY financial services experts weighs in on the latest developments impacting registered …
-
Fed Chair Powell Testifies on Capitol Hill
Federal Reserve Board Chairman Jerome Powell delivered testimony as part of the “Semi-Annual Monetary …
-
Event of Interest: Navigating the SEC's Climate-Related Disclosure Ruling
Nasdaq plans to host a webinar titled “Navigating the SEC's Climate-Related Disclosure Ruling.” The program …
-
SEC Commissioner Uyeda Delivers Remarks on Regulatory Overreach
In his remarks, Commissioner Uyeda emphasized the importance of regulatory clarity for market …
-
MFDF Webinar: Understanding Spot Bitcoin Exchange-Traded Products
The Mutual Fund Directors Forum, Morgan Lewis, and EY will host a webinar titled “Understanding Spot …
-
SEC Releases Corporate Climate Disclosure Final Rule
The Securities and Exchange Commission (SEC) in a 3-2 vote, finalized the rule proposal “The Enhancement …
-
Yellen Testifies on Capitol Hill on FSOC Annual Report
The hearings focused on the regulation of nonbank financial companies, SIFI designation, Basel III …
-
Event of Interest: Morgan Lewis Plans to Hold AI Webinar Series
The program will touch on the challenges and opportunities AI presents for the regulatory landscapes …
-
FinCEN Issues Notice of Proposed Rulemaking on AML
The FinCEN proposed rulemaking would require certain investment advisers to apply AML and Countering …
-
Birdthistle to Leave SEC March 8
The Securities and Exchange Commission (SEC) announced that William Birdthistle, the Director of the …
-
Registered Closed-End Funds May Exclude Investor’s Advisory Proposal to Declassify Board
The Securities and Exchange Commission granted relief to three Nuveen closed-end funds to exclude a shareholder …
-
SEC Settles Charges with 16 Firms for Recordkeeping Failures
On February 9, the Securities and Exchange Commission (SEC) announced the latest round of settlements …
-
Gensler Delivers Remarks on Artificial Intelligence in Finance
Chair Gensler emphasized that AI has the potential to transform markets, offering benefits such as improved …
-
MFDF Webinar: Potential Hurdles of Investment in China and other Emerging Markets
Ama A. Adams, Managing Partner at the Ropes & Gray Washington, DC office and Paulita A. Pike, Managing …
-
Join the Mutual Fund Directors Forum in Washington DC March 7-8 for the Fund Governance and Regulatory Insights Conference
The conference will allow fund directors, CCOs, and industry colleagues to engage with key topics and …