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House Financial Services Committee Holds Hearing on SEC’s Climate Disclosure Rule, Agency Overreach
During the hearing, which heard testimony from several witnesses including former acting SEC Chair Elad …
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SEC Releases Corporate Climate Disclosure Final Rule
The Securities and Exchange Commission (SEC) in a 3-2 vote, finalized the rule proposal “The Enhancement …
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ACA Releases White Paper on “The Expanded ETF Ecosystem”
The report delves into the nuances between traditional passive ETFs as well as newer semi-transparent …
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House Financial Services Committees Holds Second Mark-Up for Capital Formation, Accredited Investor Legislation
The House Financial Services Committee advanced 15 legislative measures, many on a bipartisan basis. …
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Event of Interest: Webinar on Proposed ESG and Fund Names Rules
Davis Polk and McKinsey & Company will host a joint webinar on recent SEC proposals to enhance ESG disclosures …
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MFDF Files Comments to SEC Proposals on ESG, Names Rule
The Mutual Fund Directors Forum submitted two comment letters to the SEC this month covering recent proposals …
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SEC Chair Gensler Delivers Remarks on Potential Areas for Market Structure Reforms
SEC Chair Gary Gensler delivered a speech detailing specific areas where market structure reforms could …
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SEC Semiannual Regulatory Agenda Released
The SEC recently released the Spring 2022 semiannual regulatory agenda which includes the SEC initiatives …
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SEC Announces New Head of Division of Examinations
The Securities and Exchange Commission announced the appointment of Richard Best to serve as the Director …
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Senate Banking Committee Holds Hearing for Fed, SEC Nominees
The Senate Banking Committee held a hearing to examine the nominations of Michael Barr to serve as the …