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Dimon’s Annual Letter Highlights Challenges for Asset Management
In his annual letter to JP Morgan Chase & Co. shareholders, Chairman & CEO Jamie Dimon warned of several …
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Registered Closed-End Funds May Exclude Investor’s Advisory Proposal to Declassify Board
The Securities and Exchange Commission granted relief to three Nuveen closed-end funds to exclude a shareholder …
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Proxy Voting by Asset Managers-Currents Trends and Issues
PROXY VOTING BY ASSET MANAGERS: CURRENT TRENDS AND ISSUES PROXY VOTING BY ASSET MANAGERS: …
- Webinar Archive: Proxy Voting by Asset Managers: Current Trends and Issues
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MFDF Webinar: Proxy Voting by Asset Managers: Current Trends and Issues
The Mutual Fund Directors Forum and Morgan Lewis plan to host a webinar titled, “Proxy Voting by Asset …
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Ropes & Gray Series Highlights Updates to Glass Lewis Benchmark Policy Guidelines
Ropes & Gray discusses ESG-related updates to the Glass Lewis 2024 U.S. Benchmark Policy Guidelines. …
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Morningstar Article Highlights Activist Voting Trends
Authors Alyssa Stankiewicz and Lindsey Stewart examine how two active asset managers on opposite ends …
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House Financial Services Committee Holds Mark-Up of ESG, Digital Assets Bills
At the end of July, the House Financial Services Committee held a two-day mark-up of several ESG and …
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Proxy Process and Advisors Face Back-to-Back Hearings in House Financial Services Committee
In July, two House Financial Services Subcommittees heard testimony on issues related to the proxy voting …
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ISS Publication Maintains “Our Proxy Advice is Apolitical”
In a recent publication from Institutional Shareholder Services (ISS), President and CEO Gary Retelny …
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ACA Publishes December 2022 Regulatory Update
ACA published the December 2022 Regulatory Update which covers the SEC’s Division of Enforcement’s 2022 …
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ACA Releases November Regulatory Update
The report covers the SEC’s crackdown on use of unmonitored messaging apps, the approaching annual renewal …
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SEC Adopts Final Rule on Enhanced Proxy Voting Disclosure
The SEC announced a final rule requiring amendments to Form N-PX that will “enhance the information mutual …
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Trends During the 2022 Proxy Season
A recent blog post highlights a Glass Lewis report that details trends in the 2022 proxy season, including …
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SEC Amends Rules on Proxy Solicitation and Proxy Voting Advice
The SEC adopted a final rule that changes amendments previously finalized in July 2020 under Chair Jay …
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Senate Banking Committee Receives Testimony on INDEX Act
The Senate Banking Committee held a hearing to examine the INDEX Act which would require investment advisers …
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Lawmakers Seek Change in Proxy Process for Investors in Passive Funds
The “Investor Democracy is Expected (INDEX) Act” would require investment advisers of passively-managed …
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Institutional Investors Release Proxy Guidelines on Board Composition, Compensation, Other Topics
The proxy voting policy updates focus on executive compensation, compensation committee voting, human …
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Forum Comment Letter on Enhanced Reporting of Proxy Votes
On December 14, 2021, the Forum submitted a comment letter to the SEC in response to the rule proposals …
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SEC Proposed Rule on Amendments to Form N-PX (Reporting of Proxy Voting Information)
While these proposed changes and other technical amendments to Form N-PX would not impose new reporting …