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- Webinar Archive: Looking Back and Forward at the SEC's Rule for Fair Value
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MFDF Webinar: Looking Back and Forward at the SEC’s Rule for Fair Value
The Mutual Fund Directors Forum and Stradley Ronon will co-host a webinar titled “Looking Back and Forward …
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ACA Podcast Highlights Valuation Compliance
ACA Group hosts a podcast series “Compliance in Context” which recently highlighted the importance of …
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Sidley Austin’s Jay Baris Hosts “Mutual Fund Minute” Podcast
Jay Baris, a partner in Sidley Austin’s New York office has started highlighting important background …
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Deloitte Releases Alternative Investment Digest for Advisers and Fund Directors
Deloitte recently released a digest for mutual fund directors and investment advisers covering the oversight …
- Webinar Archive: Fallout from the SEC's Swing Pricing and Hard Close Proposals: Operational Hurdles Boards Need to Know
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Proposed Swing Pricing and Hard Close Requirements
Proposed Swing Pricing and Hard Close Requirements On November 2, 2022, the SEC proposed amendments …
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SEC Division of Examinations Releases 2023 Priorities
The SEC's Division of Examinations staff identified ESG-related investments and strategies that incorporate …
- Webinar Archive: The SEC's Swing Pricing and Liquidity Proposal: What You Should Know
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MFDF Upcoming Webinar: Deloitte's 20th Annual Fair Valuation Pricing Survey
Join the Mutual Fund Directors Forum and Deloitte on Thursday, December 8 at 2pm ET for a webinar …
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Event of Interest: Deloitte to Host Mutual Fund Directors’ Exchange Roundtable
Deloitte plans to host a virtual roundtable titled “The Mutual Fund Directors’ Exchange.” The program …
- Regulatory Resources: Rules, Regs Going Effective in 2022
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Forum Comment Letter on Fair Valuation Proposal
On July 21, 2020, the Forum submitted a comment letter in response to the SEC’s recent rule proposal …
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Positive Reactions to Valuation Proposal; Peirce Hits Reporting Requirements
While Commissioner Peirce generally praised the proposal, she expressed concern about its potentially …
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OCIE Risk Alert Highlights Fee Inaccuracies, Valuation, Other Errors Worth Reviewing
The SEC’s Office of Compliance Investigations and Examinations recently issued a Risk Alert to highlight …
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IM Director Says Division is Updating Valuation Guidance for Boards
Dalia Blass, Director of the SEC’s Division of Investment Management, recently discussed her initiative …