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2024 FGRI Agenda
2024 Fund Governance and Regulatory Insights Conference March 7-8 | Park Hyatt Hotel, Washington, DC …
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SEC Adopts Money Market Fund Reforms Including Mandatory Liquidity Fee
Yesterday, the SEC voted 3 – 2 to adopt amendments to the rule governing money market funds. …
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SEC Spring Agenda Update Released
In a statement, SEC Chair Gary Gensler noted, “our Commission has updated its ruleset to meet the challenges …
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MFDF Webinar: Latest Updates in Mutual Fund Litigation and Enforcement
Tomorrow, June 6 at 2:00pm ET partners with Dechert’s financial services practice plan to review mutual …
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Morgan Lewis Releases Report on SEC Exams and Enforcement Developments
Of relevance to fund directors, the report highlights a summary of ESG-related enforcement actions including …
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SEC Division of Examinations Releases 2023 Priorities
The SEC's Division of Examinations staff identified ESG-related investments and strategies that incorporate …
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SEC Issues Regulatory Bulletin on Fund Fee Waivers
The SEC recently issued a regulatory bulletin entitled, “Differential Advisory Fee Waivers" which is …
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Birdthistle Speaks on SEC’s Regulatory Agenda, Priorities at PLI Conference
The SEC’s Director of the Division of Investment Management, William Birdthistle, delivered prepared …
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SEC asks Exchanges to Revisit Market Data Access Fees
The SEC recently issued a decision that concluded the NYSE Arca, Inc. and Nasdaq Stock Market LLC had …
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Peirce Says Regulatory Restraints on Performance Fees Worth Examining
In a speech that touched on a number of topics, SEC Commissioner Hester Peirce said the SEC should examine …