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House Financial Services Committee Holds Hearing on SEC’s Climate Disclosure Rule, Agency Overreach
During the hearing, which heard testimony from several witnesses including former acting SEC Chair Elad …
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IM Director Birdthistle Delivers Remarks on Private Funds, Balancing Financial Regulation
The Securities and Exchange Commission’s Director of Investment Management, William Birdthistle, delivered …
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ACA Foreside Releases White Paper Covering ETF Creation and Distribution
ACA Foreside discusses the process of launching and distributing an exchange traded fund (ETF) in a paper …
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SEC Semiannual Regulatory Agenda Released
The SEC recently released the Spring 2022 semiannual regulatory agenda which includes the SEC initiatives …
- Regulatory Resources: Rules, Regs Going Effective in 2022