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Lessons Learned from the Regional Bank Volatility and the Impact on Registered Funds
18 June 2024
Megan Johnson and Corey Rose, Partners at Dechert LLP will dive into the regional banking volatility … -
SEC Releases Registered Fund Statistics Report
The Securities and Exchange Commission (SEC) released a new report titled “Registered Fund …
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SEC Releases Risk Alert on Shortened Settlement Cycle
The Division of Exams highlights the impact the shortened settlement cycle will have on market participants …
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Event of Interest: Brookings to Host Webcast on the Rise and Risk of Private Credit
The event will focus on the growth of private credit, concerns from certain banks about competition, …
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Fed Chair Powell Testifies on Capitol Hill
Federal Reserve Board Chairman Jerome Powell delivered testimony as part of the “Semi-Annual Monetary …
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Athena Alliance Releases AI Governance Playbook
Athena Alliance released the “AI Governance Playbook for Boards and Management” that serves to guide …
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MFDF Webinar: Understanding Spot Bitcoin Exchange-Traded Products
The Mutual Fund Directors Forum, Morgan Lewis, and EY will host a webinar titled “Understanding Spot …
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Yellen Testifies on Capitol Hill on FSOC Annual Report
The hearings focused on the regulation of nonbank financial companies, SIFI designation, Basel III …
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Nasdaq Releases Report on Expected 2024 Boardroom Trends
The report highlights areas in risk oversight, technology and data security, and board …
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MFDF Webinar: Fund Industry Claims Trends: An Insurer’s Perspective
ICI Mutual will provide historical context, discuss current fund industry claims, and offer observations …
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Gensler Delivers Remarks on Artificial Intelligence in Finance
Chair Gensler emphasized that AI has the potential to transform markets, offering benefits such as improved …
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MFDF Webinar: Potential Hurdles of Investment in China and other Emerging Markets
Ama A. Adams, Managing Partner at the Ropes & Gray Washington, DC office and Paulita A. Pike, Managing …
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Join the Mutual Fund Directors Forum in Washington DC March 7-8 for the Fund Governance and Regulatory Insights Conference
The conference will allow fund directors, CCOs, and industry colleagues to engage with key topics and …
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Brookings Releases Report on Private Credit, Financial Stability Risk
The article highlights the differences between private credit and private equity, discusses the drastic …
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Event of Interest: K&L Gates to Host 2023 Regulatory Year in Review Webinar
K&L Gates partners will look back at the Commission’s 24 adopted rules and 18 new proposals, while also …
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McKinsey Article Addresses AI Risk, Regulatory Response
A McKinsey article addresses the rapid advancement of generative artificial intelligence (AI) and the …
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Event of Interest: Nasdaq Center for Board Excellence Plans “Cyber Risk and the Board”
On Tuesday, February 27 at 12:00pm ET, the Nasdaq Center for Board Excellence plans to host a webinar …
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FINRA Releases 2024 Regulatory Oversight Report
The Financial Industry Regulatory Authority (FINRA) released its 2024 Annual Regulatory Oversight Report …
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Dear Board Doc: How has cybersecurity oversight changed with the emergence of AI?
Q. Cybersecurity oversight is becoming increasingly complex with emerging threats - how can AI be used …
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Senators Introduce Legislation Targeting AI Financial Market Threats
In December, Senator Mark Warner (D-VA) and Senator John Kennedy (R-LA) introduced the “Financial Artificial …