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Event of Interest: K&L Gates to Host 2023 Regulatory Year in Review Webinar
K&L Gates partners will look back at the Commission’s 24 adopted rules and 18 new proposals, while also …
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FSOC Releases 2023 Annual Report
The Financial Stability Oversight Council (FSOC) released its annual report highlighting its areas of …
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SEC Announces the Release of its Fall Regulatory Agenda
The Securities and Exchange Commission (SEC) announced the release of its 2023 Fall Regulatory Agenda …
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Capital Markets Subcommittee Hearing Examines SEC Agenda
The House Financial Services Committee’s Subcommittee on Capital Markets held a hearing entitled, “Examining …
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Gensler Testifies During House Financial Services Hearing
Securities and Exchange Commission (SEC) Chair, Gary Gensler, testified in front of the full House Financial …
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Director Birdthistle Testifies in Capital Markets Subcommittee Hearing
Director of the Division of Investment Management, William Birdthistle, testified in front of the House …
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Senate Banking Committee Hears Testimony from SEC Chair Gensler
The hearing covered a variety of issues including cryptocurrency regulation, swing pricing, the pace …
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Event of Interest: Dechert to Host California Investment Management Symposia
Dechert plans to host the firm’s California Investment Management Symposia which will highlight the intersection …
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Bipartisan House Members Author Letter Voicing Opposition to SEC Swing Pricing Proposal
A group of bipartisan members of the U.S. House of Representatives sent a letter to Securities and Exchange …
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Popular Blog Post: Gensler Testifies at House Financial Services Committee Oversight Hearing
This week, the Forum News Feed will highlight popular posts over the last few months. We will return …
- Webinar Archive: Fallout from the SEC's Swing Pricing and Hard Close Proposals: Operational Hurdles Boards Need to Know
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Proposed Swing Pricing and Hard Close Requirements
Proposed Swing Pricing and Hard Close Requirements On November 2, 2022, the SEC proposed amendments …
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MFDF Comment Letter - Swing Pricing
Washington, D 1501 M Street NW, Suite 1150 • Washington, DC 20005 • T: 202.507.4488 …
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Forum Comment Letter on Swing Pricing
On February 14, 2023, the Forum filed a comment letter with the SEC on the Commission's rule proposal …
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2022 LSP Proposal
Investment Adviser Marketing Rule © 2022 Dechert LLP The SEC’s Swing Pricing and Liquidity …
- Webinar Archive: The SEC's Swing Pricing and Liquidity Proposal: What You Should Know