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Federal Reserve Releases Report on Liquidity Tools for Open-End Funds
Federal Reserve Board staff offer their views in an article titled, “New Insights from N-CEN: Liquidity …
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Outlook for 2020: Regulation, Market Pressures, Board Self-Reflection
Continued shift is the expectation for the fund governance landscape in 2020. In 2019, fund boards saw …
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Moody's Report on ETFs' Liquidity Warns of Systemic Risk
A research report from Moody’s warns that despite rapid expansion in the ETF sector, extended bursts …
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ACA Compliance Releases Survey on Liquidity Rule Readiness
ACA Compliance recently conducted a survey of mutual fund/ETF complexes and investment advisers/sub-advisers …
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SEC to Consider ETF Proposal, Liquidity Rule Changes at Open Meeting
The SEC announced it will hold an open meeting on June 28, 2018 to consider several items, including …
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Academics Present Research on ETFs, Mutual Fund Portfolio Pumping, Liquidity Management
Attendees at a recent conference at the SEC heard the latest in academic research relating to the asset …
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IM Division Releases FAQs on Liquidity Rule
The SEC’s Division of Investment Management released a group of questions and answers on Liquidity Risk …