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CFTC Division of Market Oversight Director Testifies on Digital Assets
CFTC Director of the Division of Market Oversight, Vincent McGonagle, testified at a House Agriculture …
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CFTC Releases Request for Information on Climate-Related Financial Risk
The CFTC unanimously voted to release a Request for Information (RFI) that seeks public comment on …
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Gensler Delivers Remarks Covering Derivatives Markets at ISDA Annual Meeting
Gensler noted “I’ve asked our Division of Investment Management and Division of Examinations to take …
- Regulatory Resources: Rules, Regs Going Effective in 2022
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Clearing Firm Charged with Failing to Establish, Maintain Adequate Risk Management Policies
The Options Clearing Corp. will undertake remedial efforts and pay $20 million in penalties to settle …
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Derivatives Proposal Back on SEC Regulatory Agenda
ETFs and improved disclosures to investors are among items listed in the SEC’s Spring 2018 regulatory …
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ETFs on SEC's Regulatory Agenda; Business Continuity Withdrawn; Derivatives Off Short-Term List
The SEC recently released its fall 2017 regulatory flexibility agenda with some expected line items and …