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Filter By DEI Resources
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DOL Releases Final Investment Advice Fiduciary Rule
The Department of Labor released a new set of rules for fiduciary investment advice titled, the “Retirement …
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SEC Releases Registered Fund Statistics Report
The Securities and Exchange Commission (SEC) released a new report titled “Registered Fund …
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EY Releases Update on Registered Funds Reporting and Regulation for 2024
A panel of EY financial services experts weighs in on the latest developments impacting registered …
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Fed Chair Powell Testifies on Capitol Hill
Federal Reserve Board Chairman Jerome Powell delivered testimony as part of the “Semi-Annual Monetary …
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MFDF Webinar: Understanding Spot Bitcoin Exchange-Traded Products
The Mutual Fund Directors Forum, Morgan Lewis, and EY will host a webinar titled “Understanding Spot …
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SEC Releases Corporate Climate Disclosure Final Rule
The Securities and Exchange Commission (SEC) in a 3-2 vote, finalized the rule proposal “The Enhancement …
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MFDF Webinar: Potential Hurdles of Investment in China and other Emerging Markets
Ama A. Adams, Managing Partner at the Ropes & Gray Washington, DC office and Paulita A. Pike, Managing …
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Join the Mutual Fund Directors Forum in Washington DC March 7-8 for the Fund Governance and Regulatory Insights Conference
The conference will allow fund directors, CCOs, and industry colleagues to engage with key topics and …
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MFDF Webinar: Proxy Voting by Asset Managers: Current Trends and Issues
The Mutual Fund Directors Forum and Morgan Lewis plan to host a webinar titled, “Proxy Voting by Asset …
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Event of Interest: K&L Gates to Host 2023 Regulatory Year in Review Webinar
K&L Gates partners will look back at the Commission’s 24 adopted rules and 18 new proposals, while also …
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SEC Approves Spot Bitcoin Exchange-Traded Products
On January 10, the SEC granted approval to spot bitcoin exchange-traded products (ETPs), a little over …
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Event of Interest: Morgan Lewis to Host ESG Regulatory Series
Morgan Lewis plans to host a series covering the global influence of Environmental, Social, and Governance …
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IM Director Birdthistle Delivers Remarks on Private Funds, Balancing Financial Regulation
The Securities and Exchange Commission’s Director of Investment Management, William Birdthistle, delivered …
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MFDF Webinar: Looking Back and Forward at the SEC’s Rule for Fair Value
The Mutual Fund Directors Forum and Stradley Ronon will co-host a webinar titled “Looking Back and Forward …
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MFDF Webinar: SEC’s Amended Names Rule
Neesa Patel Sood and Jay Spinola, partners at Willkie Farr & Gallagher LLP, will provide an overview …
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MFDF Webinar: Introduction to Retail Private Markets Funds
Tomorrow, the Mutual Fund Directors Forum and Simpson Thacher & Bartlett LLP will host a webinar …
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SEC Finalizes Names Rule Amendments
Yesterday, the Securities and Exchange Commission by a vote of 4-1 advanced a final rule on Investment …
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Event of Interest: Dechert to Host California Investment Management Symposia
Dechert plans to host the firm’s California Investment Management Symposia which will highlight the intersection …
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Event of Interest: Morgan Lewis to Host Registered Funds Trends and Developments Webinar
Morgan Lewis plans to host a webinar titled, “Registered Funds Trends and Developments Quarter in …
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ACA Releases White Paper on “The Expanded ETF Ecosystem”
The report delves into the nuances between traditional passive ETFs as well as newer semi-transparent …